Filing Details
- Accession Number:
- 0001611702-18-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-08 19:40:08
- Reporting Period:
- 2018-03-06
- Accepted Time:
- 2018-03-08 19:40:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611702 | Om Asset Management Plc | OMAM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410070 | J Aidan Riordan | Ground Floor Millennium Bridge House 2 Lambeth Hill London X0 EC4V 4GG | Evp/Head Of Affiliate Mngmt | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2018-03-06 | 78,668 | $0.00 | 226,517 | No | 4 | A | Direct | |
| Ordinary Shares | Acquisiton | 2018-03-06 | 14,821 | $0.00 | 241,338 | No | 4 | A | Direct | |
| Ordinary Shares | Disposition | 2018-03-07 | 45,260 | $15.22 | 196,078 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2018-03-08 | 76 | $15.43 | 196,002 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Consists of a one-time grant of performance based shares awarded on 3/6/2018 after achieving specific performance goals and vesting over the 2015-2018 period.
- Consists of an annual grant of performance based shares awarded on 3/6/2018 after achieving specific performance goals and vesting over the 2015-2018 period.
- The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.10 to $15.3501, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5) to this Form 4.
Billionaire Hedge Funds
