Filing Details
- Accession Number:
- 0001721614-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-08 16:39:22
- Reporting Period:
- 2018-03-06
- Accepted Time:
- 2018-03-08 16:39:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1038773 | Smartfinancial Inc. | SMBK | National Commercial Banks (6021) | 621173944 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1721614 | B. Steven Tucker | 10448 Harbourtowne Drive Northport AL 35475 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-06 | 6,250 | $21.70 | 38,337 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-03-07 | 3,750 | $22.26 | 42,087 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,250 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $11.76 | 2010-05-01 | 2020-05-01 | 11,333 | 11,333 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-05-01 | 11,333 | 11,333 | Direct |
Billionaire Hedge Funds
