Filing Details

Accession Number:
0001209191-18-017984
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-08 15:59:05
Reporting Period:
2018-03-06
Accepted Time:
2018-03-08 15:59:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
40533 General Dynamics Corp GD Ship & Boat Building & Repairing (3730) 131673581
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1571906 L Gary Whited C/O General Dynamics Corporation
2941 Fairview Park Dr.
Falls Church VA 22042
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-06 7,405 $71.01 34,181 No 4 M Direct
Common Stock Disposition 2018-03-06 5,977 $224.52 28,204 No 4 S Direct
Common Stock Acquisiton 2018-03-06 2,901 $0.00 31,105 No 4 A Direct
Common Stock Disposition 2018-03-07 1,265 $223.93 29,840 No 4 F Direct
Common Stock Acquisiton 2018-03-07 1,405 $0.00 31,245 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2018-03-06 7,405 $0.00 7,405 $71.01
Common Stock Stock Options Acquisiton 2018-03-07 16,800 $0.00 16,800 $223.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-06 No 4 M Direct
16,800 2028-03-06 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 834 Indirect 401(k) Plan
Footnotes
  1. Sale prices ranged from $224.473 to $224.545. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
  2. Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.
  3. Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.
  4. Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.
  5. Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
  6. Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.
  7. Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021.