Filing Details
- Accession Number:
- 0001209191-18-017984
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-08 15:59:05
- Reporting Period:
- 2018-03-06
- Accepted Time:
- 2018-03-08 15:59:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
40533 | General Dynamics Corp | GD | Ship & Boat Building & Repairing (3730) | 131673581 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571906 | L Gary Whited | C/O General Dynamics Corporation 2941 Fairview Park Dr. Falls Church VA 22042 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-06 | 7,405 | $71.01 | 34,181 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-06 | 5,977 | $224.52 | 28,204 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-03-06 | 2,901 | $0.00 | 31,105 | No | 4 | A | Direct | |
Common Stock | Disposition | 2018-03-07 | 1,265 | $223.93 | 29,840 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-03-07 | 1,405 | $0.00 | 31,245 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2018-03-06 | 7,405 | $0.00 | 7,405 | $71.01 |
Common Stock | Stock Options | Acquisiton | 2018-03-07 | 16,800 | $0.00 | 16,800 | $223.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-03-06 | No | 4 | M | Direct | |
16,800 | 2028-03-06 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 834 | Indirect | 401(k) Plan |
Footnotes
- Sale prices ranged from $224.473 to $224.545. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.
- Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.
- Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.
- Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.
- Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021.