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Home > Insider Trading > Filing (0001000045-18-000005)

Filing Details

Accession Number:: 0001000045-18-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-08 09:44:53
Reporting Period:: 2018-03-07

Accepted Time:: 2018-03-08 09:44:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1000045	Nicholas Financial Inc	NICK	Short-Term Business Credit Institutions (6153)	593019317

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1496701	W Douglas Marohn	2454 Mcmullen Booth Rd Bldg C #501B Clearwater FL 33759	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-03-07	5,629	$9.00	10,929	No	4	P	Direct
Common Stock	Acquisiton	2018-03-07	5,629	$0.00	16,558	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	39	Indirect	Spouse

Footnotes

These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 3/7/18 was $8.90.