Filing Details
- Accession Number:
- 0001441280-18-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-07 17:53:24
- Reporting Period:
- 2018-03-02
- Accepted Time:
- 2018-03-07 17:53:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1365038 | Leaf Group Ltd. | LFGR | Services-Computer Processing & Data Preparation (7374) | 204731239 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1441280 | P Sean Moriarty | 1655 26Th Street Santa Monica CA 90404 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Acquisiton | 2018-03-02 | 200,000 | $0.00 | 767,646 | No | 4 | A | Direct | |
Common Stock, $.0001 Par Value | Disposition | 2018-03-05 | 4,323 | $7.80 | 763,323 | No | 4 | F | Direct | |
Common Stock, $.0001 Par Value | Disposition | 2018-03-06 | 2,593 | $7.97 | 760,730 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Mr. Moriarty was granted 200,000 restricted stock units ("RSUs") in connection with his continued employment with Leaf Group Ltd. ("LFGR"). Each RSU represents the right to receive one share of LFGR common stock upon vesting. Subject to Mr. Moriarty's continued employment through the vesting date, one-third (1/3) of the RSUs will vest on March 1, 2019, and the remaining two-thirds (2/3) of the RSUs will vest in 24 substantially equal installments on each monthly anniversary thereafter.
- Includes 520,841 unvested RSUs.
- Upon the vesting of 12,500 RSUs previously granted to the reporting person, the Company withheld 4,323 shares to cover the reporting person's tax withholding obligation with respect to the vesting of such RSUs.
- Includes 508,341 unvested RSUs.
- These sales were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in order to cover certain additional withholding taxes due in connection with the vesting of certain RSUs.
- These shares were sold in multiple transactions at prices ranging from $7.875 to $8.05 per share. The price reported in Column 4 is the weighted average sales price. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price included in the weighted average sales price to the Company, any security holder of the Company or the staff of the SEC upon request.