Home > Insider Trading > Filing (0001179110-18-003783)

Filing Details

Accession Number:: 0001179110-18-003783
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-07 17:03:51
Reporting Period:: 2018-03-05

Accepted Time:: 2018-03-07 17:03:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1487712	Air Lease Corp	AL	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1244781	F Steven Udvar-Hazy	Air Lease Corporation, 2000 Avenue Of The Stars, Suite 1000N Los Angeles CA 90067	Executive Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Air Lease Corporation - Class A Common Stock	Acquisiton	2018-03-05	9,150	$20.00	926,962	No	4	M	Direct
Air Lease Corporation - Class A Common Stock	Disposition	2018-03-05	9,150	$43.25	917,812	No	4	S	Direct
Air Lease Corporation - Class A Common Stock	Acquisiton	2018-03-06	56,286	$20.00	974,098	No	4	M	Direct
Air Lease Corporation - Class A Common Stock	Disposition	2018-03-06	56,286	$43.32	917,812	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-03-05	9,150	$0.00	9,150	$20.00
Class A Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-03-06	56,286	$0.00	56,286	$20.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,725,850	2011-06-04	2020-06-04	No	4	M	Direct
1,669,564	2011-06-04	2020-06-04	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Air Lease Corporation - Class A Common Stock	28,100	Indirect	See footnote
Air Lease Corporation - Class A Common Stock	10,800	Indirect	See footnote
Air Lease Corporation - Class A Common Stock	13,400	Indirect	See footnote
Air Lease Corporation - Class A Common Stock	10,900	Indirect	See footnote
Air Lease Corporation- Class A Common Stock	18,400	Indirect	See footnote
Air Lease Corporation - Class A Common Stock	400	Indirect	See footnote
Air Lease Corporation - Class A Common Stock	200	Indirect	See footnote
Air Lease Corporation - Class A Common Stock	328,889	Indirect	See footnote
Air Lease Corporation - Class A Common Stock	101,667	Indirect	See footnote
Air Lease Corporation - Class A Common Stock	35,925	Indirect	See footnote
Air Lease Corporation - Class A Common Stock	2,700,000	Indirect	See footnote
Air Lease Corporation - Class A Common Stock	1,199,558	Indirect	See footnote

Footnotes

Represents the shares of the Issuer's Class A Common Stock issued to the reporting person upon the exercise of stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan.
$43.32 is the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $43.50 to $43.25. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
These shares are owned by the reporting person's wife. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
These shares are owned by one of the reporting person's daughters. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose
These shares are held by the reporting person as custodian for one of the reporting person's grandchildren under the California Uniform Transfers to Minors Act. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
These shares are held by Air Intercontinental, Inc., of which the reporting person is the sole stockholder and one of three directors.
These shares are held by Ocean Equities, Inc. A trust, of which the reporting person is the trustee, is the sole stockholder of Ocean Equities, Inc. The reporting person is also one of three directors of Ocean Equities, Inc.
These shares are held by Emerald Financial LLC. A trust, of which the reporting person is the trustee, controls a majority of the membership interests of Emerald Financial LLC. Additionally, the reporting person is one of three managers of Emerald Financial LLC.
These shares are held by the Hazy Family Community Trust 5/28/85, of which the reporting person is the trustee.
These shares are held by the Udvar-Hazy Separate Property Trust, of which the reporting person is the trustee.
Employee stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan, which vested in three equal annual installments beginning on June 4, 2011.