Filing Details

Accession Number:
0001381668-18-000038
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-07 16:44:50
Reporting Period:
2018-03-05
Accepted Time:
2018-03-07 16:44:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381668 Tfs Financial Corp TFSL Savings Institution, Federally Chartered (6035) 522054948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1530997 S Meredith Weil 7007 Broadway Avenue
Cleveland OH 44105
Coo Of Subsidiary Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-05 5,330 $14.99 30,952 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,512 Indirect BY ESOP
Common Stock 10,888 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $14.74 2028-01-05 187,500 187,500 Direct
Common Stock Restricted Stock Units $0.00 12,240 12,240 Direct
Common Stock Restricted Stock Units $0.00 7,900 7,900 Direct
Common Stock Employee Stock Option (right to buy) $14.85 2024-12-18 32,400 32,400 Direct
Common Stock Employee Stock Option (right to buy) $8.61 2021-12-15 36,900 36,900 Direct
Common Stock Employee Stock Option (right to buy) $11.64 2023-12-03 28,700 28,700 Direct
Common Stock Employee Stock Option (right to buy) $14.81 2025-05-28 108,300 108,300 Direct
Common Stock Restricted Stock Units $0.00 1,500 1,500 Direct
Common Stock Employee Stock Option (right to buy) $11.74 2018-08-10 50,000 50,000 Direct
Common Stock Employee Stock Option (right to buy) $14.00 2020-05-14 31,500 31,500 Direct
Common Stock Employee Stock Option (right to buy) $19.06 2025-12-17 49,200 49,200 Direct
Common Stock Employee Stock Option (right to buy) $19.31 2026-12-15 79,400 79,400 Direct
Common Stock Restricted Stock Units $0.00 3,867 3,867 Direct
Common Stock Restricted Stock Units $0.00 3,600 3,600 Direct
Common Stock Employee Stock Option (right to buy) $9.43 2022-12-15 41,700 41,700 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-01-05 187,500 187,500 Direct
12,240 12,240 Direct
7,900 7,900 Direct
2024-12-18 32,400 32,400 Direct
2021-12-15 36,900 36,900 Direct
2023-12-03 28,700 28,700 Direct
2025-05-28 108,300 108,300 Direct
1,500 1,500 Direct
2018-08-10 50,000 50,000 Direct
2020-05-14 31,500 31,500 Direct
2025-12-17 49,200 49,200 Direct
2026-12-15 79,400 79,400 Direct
3,867 3,867 Direct
3,600 3,600 Direct
2022-12-15 41,700 41,700 Direct
Footnotes
  1. Shares are held with shared voting power with spouse.
  2. Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
  3. As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 187,500 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.
  4. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
  5. As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016.
  6. As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.
  7. As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015.
  8. As reported on a Form 4 dated December 19, 2011, the reporting person received a grant of 36,900 stock options that vest in three equal annual installments beginning December 15, 2012.
  9. As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 28,700 stock options on December 3, 2013. These stock options vest in three equal installments beginning December 3, 2014.
  10. As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.
  11. As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.
  12. As reported on a Form 4 dated September 29, 2011, the reporting person received a grant of 50,000 stock options that vest in three equal annual installments beginning August 11, 2011.
  13. The reporting person received a grant of 31,500 stock options that vest in three equal annual installments beginning May 14, 2011.
  14. As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 49,200 stock options on December 15, 2015. These stock options vest in three equal annual installments beginning December 10, 2016.
  15. As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 79,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2017.
  16. As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.
  17. As reported on a Form 4 dated September 29, 2011, the reporting person received a grant of 3,600 restricted stock units that vest in four equal annual installments beginning May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
  18. The reporting person received a grant of 41,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013.