Filing Details
- Accession Number:
- 0000882184-18-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-07 16:38:08
- Reporting Period:
- 2018-03-05
- Accepted Time:
- 2018-03-07 16:38:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 882184 | Horton D R Inc | DHI | Operative Builders (1531) | 752386963 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 900824 | R Donald Horton | 1341 Horton Circle Arlington TX 76011 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-05 | 27,675 | $0.00 | 23,418,979 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-06 | 10,244 | $42.23 | 23,408,735 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2018-03-05 | 27,675 | $0.00 | 27,675 | $0.00 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2018-03-07 | 67,500 | $0.00 | 67,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 67,500 | No | 4 | A | Direct |
Footnotes
- Each restricted stock unit converts into one share of DHI common stock.
- Shares sold to cover withholding tax obligations for the shares vested on March 5, 2018.
- The price reported in Column 4 is a weighted average price. The prices actually received ranged from $42.00 to $42.62. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- On March 5, 2015, the reporting person was granted 94,000 restricted stock units, vesting in three annual installments beginning March 5, 2016.
- Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.
- The restricted stock units vest in three equal annual installments beginning March 7, 2019.
Billionaire Hedge Funds
