Filing Details

Accession Number:
0000899243-18-006639
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-07 16:31:08
Reporting Period:
2018-03-05
Accepted Time:
2018-03-07 16:31:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1272842 Airgain Inc AIRG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1102545 Gen 3 Partners Inc C/O Airgain, Inc.
3611 Valley Centre Drive, Suite 150
San Diego CA 92130
No No Yes No
1324643 P L I Capital Gen3 C/O Airgain, Inc.
3611 Valley Centre Drive, Suite 150
San Diego CA 92130
No No Yes No
1681392 Gen3 Capital Partners, Llc C/O Airgain, Inc.
3611 Valley Centre Drive, Suite 150
San Diego CA 92130
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-03-05 2,431 $9.25 1,060,317 No 4 S Indirect See Footnotes
Common Stock Disposition 2018-03-06 5,569 $9.25 1,054,748 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.25 to $9.2550. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. Following transaction reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 11,284 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").
  3. The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.