Filing Details
- Accession Number:
- 0001209191-18-017710
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-07 16:16:57
- Reporting Period:
- 2018-03-05
- Accepted Time:
- 2018-03-07 16:16:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1367859 | Citizens Community Bancorp Inc. | CZWI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204872 | S James Broucek | C/O Citizens Community Bancorp, Inc. 2174 Eastridge Center Eau Claire WI 54701 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-03-05 | 1,500 | $13.95 | 12,366 | No | 4 | P | Indirect | By IRA |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-03-06 | 1,000 | $13.96 | 13,366 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 4,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option (right to buy) | $13.60 | 2027-10-31 | 8,000 | 8,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-10-31 | 8,000 | 8,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at the price of $13.95. The reporting person undertakes to provide the SEC staff, Citizens Community Bancorp, Inc., or any security holder of Citizens Community Bancorp, Inc., upon request, full information regarding the number of shares purchased at the price set forth in this footnote.
- These shares are held in the reporting person's self-directed IRA.
- The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.
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