Filing Details
- Accession Number:
- 0001127602-18-010552
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-07 16:12:57
- Reporting Period:
- 2018-02-28
- Accepted Time:
- 2018-03-07 16:12:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1170534 | Mitel Networks Corp | MITL | Radio & Tv Broadcasting & Communications Equipment (3663) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1692576 | William Michael Mccarthy | 350 Legget Drive Ottawa, A6 K2K 2W7 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-03-05 | 1,625 | $0.00 | 10,532 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2018-03-05 | 1,937 | $0.00 | 12,469 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-03-06 | 1,080 | $8.01 | 11,389 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Stock Units | Acquisiton | 2018-02-28 | 25,000 | $0.00 | 25,000 | $0.00 |
| Common Shares | Restricted Stock Units | Disposition | 2018-03-05 | 1,625 | $0.00 | 1,625 | $0.00 |
| Common Shares | Restricted Stock Units | Disposition | 2018-03-05 | 1,937 | $0.00 | 1,937 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | No | 4 | A | Direct | ||
| 3,250 | No | 4 | M | Direct | ||
| 1,939 | No | 4 | M | Direct |
Footnotes
- Represents the automatic withholding of Common Shares to satisfy tax withholding obligations in connection with the vesting of RSUs
- Represents 25,000 Common Shares underlying 25,000 RSUs granted on February 28, 2018. These RSUs vest in four equal installments annually starting February 28, 2019.
- The late filing of this equity award is due to a clerical error.
- Represents 6,500 Common Shares underlying 6,500 Restricted Stock Units ("RSUs") granted to Mr. McCarthy on March 4, 2016. These RSUs will vest as follows: (i) 1,625 of the RSUs will vest on March 4, 2017; (ii) 1,625 of the RSUs will vest on March 4, 2018; (iii) 1,625 of the RSUs will vest on March 4, 2019; and (iv) 1,625 of the RSUs will vest on March 4, 2020.
- Represents 5,813 Common Shares underlying 5,813 RSUs granted to Mr. McCarthy on March 5, 2015. These RSUs will vest as follows: (i) 1,937 of the RSUs will vest on March 5, 2017; (ii) 1,937 of the RSUs will vest on March 5, 2018; and (iii) 1,939 of the RSUs will vest on March 5, 2019.
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