Filing Details
- Accession Number:
- 0001127602-18-010500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-07 15:25:30
- Reporting Period:
- 2018-02-28
- Accepted Time:
- 2018-03-07 15:25:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1170534 | Mitel Networks Corp | MITL | Radio & Tv Broadcasting & Communications Equipment (3663) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1692515 | Gerald Thomas Lokar | 350 Legget Drive Ottawa, A6 K2K 2W7 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2018-03-05 | 15,188 | $0.00 | 20,769 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2018-03-05 | 9,875 | $0.00 | 30,644 | No | 4 | M | Direct | |
Common Shares | Disposition | 2018-03-06 | 344 | $8.00 | 30,300 | No | 4 | S | Direct | |
Common Shares | Disposition | 2018-03-06 | 100 | $8.00 | 30,200 | No | 4 | S | Direct | |
Common Shares | Disposition | 2018-03-06 | 200 | $8.01 | 30,000 | No | 4 | S | Direct | |
Common Shares | Disposition | 2018-03-06 | 6,243 | $8.01 | 23,757 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Restricted Stock Units | Acquisiton | 2018-02-28 | 31,174 | $0.00 | 31,174 | $0.00 |
Common Shares | Performance Share Units | Acquisiton | 2018-02-28 | 31,174 | $0.00 | 31,174 | $0.00 |
Common Shares | Restricted Stock Units | Disposition | 2018-03-05 | 15,188 | $0.00 | 15,188 | $0.00 |
Common Shares | Restricted Stock Units | Disposition | 2018-03-05 | 9,875 | $0.00 | 9,875 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,174 | No | 4 | A | Direct | ||
31,174 | 2021-02-28 | No | 4 | A | Direct | |
30,375 | No | 4 | M | Direct | ||
41,000 | No | 4 | M | Direct |
Footnotes
- Represents the automatic withholding of Common Shares to satisfy tax withholding obligations in connection with the vesting of RSUs.
- Represents 31,174 Common Shares underlying 31,174 RSUs granted on February 28, 2018. These RSUs vest in four equal installments annually starting February 28, 2019.
- The late filing of this equity award is due to a clerical error.
- Date exercisable for PSUs will vary for each vesting tranche based on achievement of share price performance milestones. The PSUs will expire three years from the date of grant.
- The late filing of this equity award is due to a clerical error.
- Represents 60,750 Common Shares underlying 60,750 Restricted Stock Units ("RSUs") granted to Mr. Lokar on March 4, 2016. These RSUs will vest as follows: (i) 15,187 of the RSUs will vest on March 4, 2017; (ii) 15,188 of the RSUs will vest on March 4, 2018; (iii) 15,187 of the RSUs will vest on March 4, 2019; and (iv) 15,188 of the RSUs will vest on March 4, 2020.
- Represents 29,625 Common Shares underlying 29,625 RSUs granted to Mr. Lokar on March 5, 2015. These RSUs will vest as follows: (i) 9,875 of the RSUs will vest on March 5, 2017; (ii) 9,875 of the RSUs will vest on March 5, 2018; and (iii) 9,875 of the RSUs will vest on March 5, 2019.