Filing Details

Accession Number:
0001127602-18-010500
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-07 15:25:30
Reporting Period:
2018-02-28
Accepted Time:
2018-03-07 15:25:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1170534 Mitel Networks Corp MITL Radio & Tv Broadcasting & Communications Equipment (3663) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1692515 Gerald Thomas Lokar 350 Legget Drive
Ottawa, A6
K2K 2W7
Chief Human Resources Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2018-03-05 15,188 $0.00 20,769 No 4 M Direct
Common Shares Acquisiton 2018-03-05 9,875 $0.00 30,644 No 4 M Direct
Common Shares Disposition 2018-03-06 344 $8.00 30,300 No 4 S Direct
Common Shares Disposition 2018-03-06 100 $8.00 30,200 No 4 S Direct
Common Shares Disposition 2018-03-06 200 $8.01 30,000 No 4 S Direct
Common Shares Disposition 2018-03-06 6,243 $8.01 23,757 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Restricted Stock Units Acquisiton 2018-02-28 31,174 $0.00 31,174 $0.00
Common Shares Performance Share Units Acquisiton 2018-02-28 31,174 $0.00 31,174 $0.00
Common Shares Restricted Stock Units Disposition 2018-03-05 15,188 $0.00 15,188 $0.00
Common Shares Restricted Stock Units Disposition 2018-03-05 9,875 $0.00 9,875 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,174 No 4 A Direct
31,174 2021-02-28 No 4 A Direct
30,375 No 4 M Direct
41,000 No 4 M Direct
Footnotes
  1. Represents the automatic withholding of Common Shares to satisfy tax withholding obligations in connection with the vesting of RSUs.
  2. Represents 31,174 Common Shares underlying 31,174 RSUs granted on February 28, 2018. These RSUs vest in four equal installments annually starting February 28, 2019.
  3. The late filing of this equity award is due to a clerical error.
  4. Date exercisable for PSUs will vary for each vesting tranche based on achievement of share price performance milestones. The PSUs will expire three years from the date of grant.
  5. The late filing of this equity award is due to a clerical error.
  6. Represents 60,750 Common Shares underlying 60,750 Restricted Stock Units ("RSUs") granted to Mr. Lokar on March 4, 2016. These RSUs will vest as follows: (i) 15,187 of the RSUs will vest on March 4, 2017; (ii) 15,188 of the RSUs will vest on March 4, 2018; (iii) 15,187 of the RSUs will vest on March 4, 2019; and (iv) 15,188 of the RSUs will vest on March 4, 2020.
  7. Represents 29,625 Common Shares underlying 29,625 RSUs granted to Mr. Lokar on March 5, 2015. These RSUs will vest as follows: (i) 9,875 of the RSUs will vest on March 5, 2017; (ii) 9,875 of the RSUs will vest on March 5, 2018; and (iii) 9,875 of the RSUs will vest on March 5, 2019.