Filing Details
- Accession Number:
- 0001127602-18-010463
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-07 12:10:07
- Reporting Period:
- 2018-03-05
- Accepted Time:
- 2018-03-07 12:10:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398794 | M Kevin Delaney | 1334 York Avenue New York NY 10021 | Svp, Corp. Controller & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-05 | 798 | $0.00 | 798 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2018-03-05 | 1,949 | $0.00 | 2,747 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-05 | 926 | $51.00 | 1,821 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-03-07 | 1,821 | $51.71 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2018-03-05 | 1,949 | $0.00 | 1,949 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,684 | No | 4 | M | Direct |
Footnotes
- Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
- Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments.