Filing Details
- Accession Number:
- 0001209191-18-017588
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-07 09:45:46
- Reporting Period:
- 2018-03-05
- Accepted Time:
- 2018-03-07 09:45:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880631 | Wisdomtree Investments Inc. | WETF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
315246 | H Michael Steinhardt | 712 Fifth Avenue 34Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-03-05 | 217,145 | $9.81 | 500,000 | No | 4 | S | Indirect | By The Judy and Michael Steinhardt Foundation |
Common Stock | Disposition | 2018-03-06 | 236,781 | $9.97 | 263,219 | No | 4 | S | Indirect | By The Judy and Michael Steinhardt Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By The Judy and Michael Steinhardt Foundation |
No | 4 | S | Indirect | By The Judy and Michael Steinhardt Foundation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,845,915 | Direct |
Footnotes
- The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.864, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
- The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.84 to $10.0706, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
- Includes restricted stock awards which vest as to 10,214 shares on June 20, 2018.