Filing Details
- Accession Number:
- 0001593968-18-000508
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-06 19:12:26
- Reporting Period:
- 2018-03-05
- Accepted Time:
- 2018-03-06 19:12:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484629 | Brian Lynch | 3438 Peachtree Road Ne Suite 1800 Atlanta GA 30326 | President, Carter's, Inc. | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-05 | 4,500 | $18.14 | 75,604 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-05 | 13,000 | $28.04 | 88,604 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-05 | 9,000 | $28.44 | 97,604 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-05 | 8,019 | $115.67 | 89,585 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-05 | 18,481 | $116.31 | 71,104 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2018-03-05 | 4,500 | $0.00 | 4,500 | $18.14 |
| Common Stock | Option (right to buy) | Disposition | 2018-03-05 | 9,000 | $0.00 | 9,000 | $28.44 |
| Common Stock | Option (right to buy) | Disposition | 2018-03-05 | 13,000 | $0.00 | 13,000 | $28.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-03-12 | 2019-03-12 | No | 4 | M | Direct |
| 3,000 | 2012-02-24 | 2021-02-24 | No | 4 | M | Direct |
| 0 | 2011-02-16 | 2020-02-16 | No | 4 | M | Direct |
Footnotes
- The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 2, 2017.
- Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $114.93 to $115.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $115.93 to $116.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- These options are all exercisable.
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