Filing Details
- Accession Number:
- 0001127602-18-010338
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-06 16:09:01
- Reporting Period:
- 2018-03-02
- Accepted Time:
- 2018-03-06 16:09:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1613103 | Medtronic Plc | MDT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1485966 | A Carol Surface | 710 Medtronic Pkwy Ms Lc300 Minneapolis MN 55432 | Svp, Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2018-03-02 | 12,000 | $78.00 | 42,010 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2018-03-05 | 12,479 | $78.36 | 29,531 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2018-03-05 | 24,719 | $57.65 | 54,250 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2018-03-05 | 22,706 | $62.76 | 76,956 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2018-03-05 | 1,195 | $62.76 | 78,151 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2018-03-05 | 40,338 | $79.74 | 37,813 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2018-03-05 | 24,719 | $0.00 | 24,719 | $57.65 |
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2018-03-05 | 22,706 | $0.00 | 22,706 | $62.76 |
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2018-03-05 | 1,195 | $0.00 | 1,195 | $62.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,239 | 2023-10-28 | No | 4 | M | Direct | |
7,569 | 2024-07-28 | No | 4 | M | Direct | |
6,374 | 2024-07-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 1,092 | Indirect | 401(k) |
Footnotes
- This balance increased by 140 shares due to exempt transactions such as dividend reinvestment.
- The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.340 to $78.440, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
- This option to purchase 32,958 New Medtronic ordinary shares for $57.65 per share, which was partially vested at the effective time of the Merger, was received in the Merger and represents the conversion of 32,958 Medtronic common stock shares for $57.65 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.
- This option to purchase 1,594 New Medtronic ordinary shares for $62.76 per share, which was unvested at the effective time of the Merger, was received in the Merger and represents the conversion of 1,594 Medtronic common stock shares for $62.76 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.
- This option to purchase 30,275 New Medtronic ordinary shares for $62.76 per share, which was unvested at the effective time of the Merger, was received in the Merger and represents the conversion of 30,275 Medtronic common stock shares for $62.76 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.