Filing Details
- Accession Number:
- 0001185185-18-000373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-06 15:20:30
- Reporting Period:
- 2018-02-27
- Accepted Time:
- 2018-03-06 15:20:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1177845 | Xplore Technologies Corp | XPLR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
908269 | S Philip Sassower | 70 East 55Th Street, 10Th Floor New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-27 | 70,000 | $0.00 | 1,091,775 | No | 5 | J | Indirect | See Footnote |
Common Stock | Disposition | 2018-02-27 | 98 | $3.07 | 1,091,677 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-02-28 | 7,000 | $3.05 | 1,084,677 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-03-01 | 6,302 | $3.05 | 1,078,375 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-03-01 | 25,000 | $3.00 | 1,053,375 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-03-05 | 14,779 | $3.08 | 1,038,596 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2018-03-06 | 16,821 | $3.06 | 1,021,775 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- On or about February 27, 2018, Phoenix Venture Fund LLC ("Phoenix") distributed 70,000 shares to Mr. Sassower. As a result, Mr. Sassower's beneficial ownership of the 70,000 shares he received became under his direct ownership. This transaction was exempt under Rule 16a-13. Mr. Sassower sold the 70,000 shares between February 27, 2018 and March 6, 2018. As of March 6, 2018, Mr. Sassower's holdings include only shares held by Phoenix (1,021,775). Mr. Sassower is a co-manager of Phoenix, in which Mr. Sassower shares voting and dispositive power with another co-manager. Mr. Sassower disclaims any beneficial ownership of the shares held by Phoenix except to the extent of his pecuniary interest, if any, in such shares. Mr. Sassower resigned from all positions with the issuer on October 18, 2017.