Filing Details
- Accession Number:
- 0000824142-18-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-06 10:22:53
- Reporting Period:
- 2018-03-05
- Accepted Time:
- 2018-03-06 10:22:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1643429 | Sam Neale | 2425 South Yukon Tulsa OK 74107 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Acquisiton | 2018-03-05 | 4,500 | $8.65 | 33,028 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2018-03-05 | 800 | $21.93 | 33,828 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2018-03-05 | 845 | $22.15 | 34,673 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2018-03-05 | 1,695 | $34.10 | 36,368 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2018-03-05 | 7,840 | $35.60 | 28,528 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-05 | 4,500 | $35.60 | 4,500 | $8.65 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-05 | 800 | $35.60 | 800 | $21.93 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-05 | 845 | $35.60 | 845 | $22.15 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-05 | 1,695 | $35.60 | 1,695 | $34.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-15 | 2022-05-15 | No | 4 | M | Direct |
| 1,600 | 2016-01-02 | 2025-01-02 | No | 4 | M | Direct |
| 2,547 | 2017-01-04 | 2026-01-04 | No | 4 | M | Direct |
| 31,780 | 2018-01-04 | 2027-01-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 2,927 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $36.95 | 2019-01-02 | 2028-01-02 | 35,600 | 35,600 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-01-02 | 35,600 | 35,600 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $35.53 to $35.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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