Filing Details
- Accession Number:
- 0001131096-18-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-05 17:41:02
- Reporting Period:
- 2018-03-01
- Accepted Time:
- 2018-03-05 17:41:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1131096 | Athenahealth Inc | ATHN | Services-Business Services, Nec (7389) | 043387530 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1653709 | P Daniel Haley | C/O Athenahealth, Inc. 311 Arsenal Street Watertown MA 02472 | Chief Legal & Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-01 | 611 | $0.00 | 12,436 | No | 4 | A | Direct | |
Common Stock | Disposition | 2018-03-01 | 180 | $139.74 | 12,256 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-03-01 | 732 | $0.00 | 12,988 | No | 4 | A | Direct | |
Common Stock | Disposition | 2018-03-01 | 216 | $139.74 | 12,772 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-03-01 | 76 | $139.74 | 12,696 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-03-01 | 77 | $139.74 | 12,619 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-03-01 | 276 | $139.74 | 12,343 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-03-01 | 107 | $139.74 | 12,236 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-03-01 | 1,500 | $0.00 | 13,736 | No | 4 | A | Direct | |
Common Stock | Disposition | 2018-03-01 | 1,153 | $136.83 | 12,583 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-03-01 | 3,690 | $0.00 | 3,690 | $137.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,690 | 2019-03-01 | 2028-03-01 | No | 4 | A | Direct |
Footnotes
- On March 1, 2016, the Reporting Person was granted a Performance Stock Unit ("PSU") award of 5,817 PSUs. The PSUs convert into common stock on a one-for-one basis, and vest in three equal annual installments beginning on March 1, 2017 based on the Issuer's satisfaction of certain performance criteria for the fiscal years ending December 31, 2016, 2017 and 2018. On February 6, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that certain performance criteria for 2017 was met, resulting in vesting of PSUs as to 611 shares on March 1, 2018.
- On March 1, 2017, the Reporting Person was granted an award of 6,568 PSUs. The PSUs convert into common stock on a one-for-one basis, and vest in three equal annual installments beginning on March 1, 2018 based on the Issuer's satisfaction of certain performance criteria for the fiscal years ending December 31, 2017, 2018 and 2019. On February 6, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that certain performance criteria for 2017 was met, resulting in vesting of PSUs as to 732 shares on March 1, 2018.
- Represents a restricted stock unit ("RSU") award granted under the Issuer's 2007 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The award is subject to time-based vesting and vests in three equal annual installments beginning on March 1, 2019. The RSUs will be settled only in stock.
- Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.56 to $137.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (4).
- Includes 10,314 units of common stock that were granted pursuant to RSU awards under the athenahealth, Inc. 2007 Stock Option and Incentive Plan, as amended and restated. The RSUs are subject to time-based vesting and will be settled only in stock.
- The option award vests in three equal annual installments beginning on March 1, 2019.