Filing Details
- Accession Number:
- 0001144204-18-012825
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-05 17:01:49
- Reporting Period:
- 2018-03-01
- Accepted Time:
- 2018-03-05 17:01:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023024 | Ani Pharmaceuticals Inc | ANIP | Pharmaceutical Preparations (2834) | 582301143 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1579464 | W Robert Schrepfer | C/O Ani Pharmaceuticals, Inc. 210 Main Street West Baudette MN 56623 | Svp - New Bus Dev & Spec Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-01 | 18,750 | $28.76 | 41,590 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-01 | 5,498 | $60.33 | 36,092 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-03-01 | 10,800 | $61.64 | 25,292 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-03-01 | 11,954 | $62.25 | 13,338 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-03-01 | 400 | $63.07 | 12,938 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2018-03-01 | 18,750 | $0.00 | 18,750 | $28.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,250 | 2024-08-19 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $60.00 to $60.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $61.00 to $61.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $62.00 to $62.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vest and become exercisable in equal annual amounts over a four-year period beginning on the first anniversary of the grant date. The grant date of the options was August 20, 2014.