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Filing Details

Accession Number:: 0001122904-18-000084
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-05 14:16:21
Reporting Period:: 2018-03-01

Accepted Time:: 2018-03-05 14:16:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122904	Netgear Inc	NTGR	Telephone & Telegraph Apparatus (3661)	770419172

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1257008	Cs Patrick Lo	Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-03-01	4,000	$11.41	221,607	No	4	M	Direct
Common Stock	Acquisiton	2018-03-01	7,142	$21.10	228,749	No	4	M	Direct
Common Stock	Acquisiton	2018-03-01	2,857	$20.80	231,606	No	4	M	Direct
Common Stock	Disposition	2018-03-01	4,000	$54.94	227,606	No	4	S	Direct
Common Stock	Disposition	2018-03-01	7,142	$54.93	220,464	No	4	S	Direct
Common Stock	Disposition	2018-03-01	2,857	$54.92	218,154	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-03-01	4,000	$0.00	4,000	$11.41
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-03-01	7,142	$0.00	7,142	$21.10
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-03-01	2,857	$0.00	2,857	$20.80

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
30,000	2019-01-16	No	4	M	Direct
57,148	2020-02-02	No	4	M	Direct
22,858	2020-06-13	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	120,048	Indirect	See footnote
Common Stock	147,668	Indirect	See footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$35.32	2021-02-03	100,000	100,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$33.15	2021-04-26	40,000	40,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$31.31	2022-06-06	100,000	100,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$32.54	2023-05-16	108,510	108,510	Direct
Common Stock	Employee Stock Option (Right to Buy)	$32.52	2024-06-03	100,000	100,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$31.28	2025-06-02	100,000	100,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$39.53	2026-03-24	115,000	115,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$42.70	2027-06-01	115,000	115,000	Direct
Common Stock	Common Stock	$70.15	2028-01-25	115,000	115,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-02-03	100,000	100,000	Direct
2021-04-26	40,000	40,000	Direct
2022-06-06	100,000	100,000	Direct
2023-05-16	108,510	108,510	Direct
2024-06-03	100,000	100,000	Direct
2025-06-02	100,000	100,000	Direct
2026-03-24	115,000	115,000	Direct
2027-06-01	115,000	115,000	Direct
2028-01-25	115,000	115,000	Direct

Footnotes

The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.
The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.
The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Includes 547 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan
25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.