Filing Details
- Accession Number:
- 0001296655-18-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-02 20:38:45
- Reporting Period:
- 2018-03-01
- Accepted Time:
- 2018-03-02 20:38:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825313 | Alliancebernstein Holding L.p. | AB | Investment Advice (6282) | 133434400 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296655 | E Laurence Cranch | C/O Alliancebernstein L.p. 1345 Avenue Of The Americas New York NY 10105 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ab Holding Units | Acquisiton | 2018-03-01 | 21,062 | $17.05 | 134,269 | No | 4 | M | Direct | |
| Ab Holding Units | Disposition | 2018-03-01 | 21,062 | $26.25 | 113,207 | No | 4 | S | Direct | |
| Ab Holding Units | Acquisiton | 2018-03-02 | 19,786 | $17.05 | 132,993 | No | 4 | M | Direct | |
| Ab Holding Units | Disposition | 2018-03-02 | 19,786 | $26.26 | 113,207 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ab Holding Units | AB Holding Unit option (right to buy) | Disposition | 2018-03-01 | 21,062 | $0.00 | 21,062 | $17.05 |
| Ab Holding Units | AB Holding Unit option (right to buy) | Disposition | 2018-03-02 | 19,786 | $0.00 | 19,786 | $17.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 57,286 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
| 37,500 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
Footnotes
- Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- Reporting Person sold 21,062 AB Holding Units at prices ranging from $26.25 to $26.30 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
- Reporting Person sold 19,786 AB Holding Units at prices ranging from $26.25 to $26.35 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
- The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.
Billionaire Hedge Funds
