Filing Details
- Accession Number:
- 0000073124-18-000149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-02 18:25:04
- Reporting Period:
- 2018-03-01
- Accepted Time:
- 2018-03-02 18:25:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328600 | R Jana Schreuder | 50 South Lasalle Street Chicago IL 60603 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-03-01 | 3,730 | $105.14 | 21,733 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 44,716 | Direct | |
Common Stock | 2,627 | Indirect | 2015 GRAT |
Common Stock | 12,612 | Indirect | 2016 GRAT |
Common Stock | 9,882 | Indirect | 2017 GRAT |
Common Stock | 10,000 | Indirect | 2018 GRAT |
Common Stock | 10,016 | Indirect | 401(k) as of 12-31-17 |
Footnotes
- This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
- Price reflects the weighted average sales price from $105.00 to $105.33. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- Reflects the March 1, 2018 transfer of 10,000 shares of the Corporation's common stock from the reporting person's existing trust into a newly created grantor retained annuity trust.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.