Filing Details
- Accession Number:
- 0001209191-18-015716
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-02 16:46:28
- Reporting Period:
- 2018-02-28
- Accepted Time:
- 2018-03-02 16:46:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1046327 | Realnetworks Inc | RNWK | Services-Computer Programming Services (7371) | 911628146 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1705407 | Cary Baker | 1501 First Avenue South Suite 600 Seattle WA 98134 | Svp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-28 | 18,266 | $0.00 | 18,266 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-28 | 4,832 | $2.78 | 13,434 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-02-28 | 30,000 | $2.95 | 43,434 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-03-01 | 5,816 | $2.83 | 49,250 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit Award | Acquisiton | 2018-02-28 | 18,266 | $0.00 | 18,266 | $0.00 |
| Common Stock | Restricted Stock Unit Award | Disposition | 2018-02-28 | 18,266 | $0.00 | 18,266 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,266 | 2018-02-28 | 2018-02-28 | No | 4 | A | Direct |
| 0 | 2018-02-28 | 2018-02-28 | No | 4 | D | Direct |
Footnotes
- Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.
- Shares deemed surrendered in payment of the tax liability resulting from the vesting of restricted stock units (in accordance with Rule 16b-3(d) and Note (3)).
- Represents the weighted average purchase price. The highest price at which these securities were purchased was $3.00 and the lowest price at which these securities were purchased was $2.85.
- Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock.
- The restricted stock units were fully vested at the time of grant.
Billionaire Hedge Funds
