Filing Details
- Accession Number:
- 0001104659-18-014213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-01 21:06:10
- Reporting Period:
- 2018-02-27
- Accepted Time:
- 2018-03-01 21:06:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1621563 | Summit Materials Inc. | SUM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1440948 | W. Thomas Hill | C/O Summit Materials, Inc. 1550 Wynkoop Street, 3Rd Floor Denver CO 80202 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2018-02-27 | 6,300 | $32.04 | 152,846 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-02-28 | 6,200 | $32.02 | 146,646 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-02-28 | 10,253 | $0.00 | 156,899 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-02-28 | 2,497 | $31.63 | 154,402 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2018-02-28 | 10,253 | $0.00 | 10,253 | $0.00 |
Class A Common Stock | Restricted Stock Units | Acquisiton | 2018-02-28 | 51,757 | $0.00 | 51,757 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,504 | No | 4 | M | Direct | ||
51,757 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 365 | Indirect | See Footnote |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.77 to $32.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.62 to $32.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.
- Reflects securities held by a trust for the benefit of Mr. Hill's family, for which Mr. Hill's spouse serves as trustee.
- Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
- On February 28, 2017, the Reporting Person was granted 30,757 restricted stock units that vest in three equal annual installments beginning on February 28, 2018.
- These restricted stock units vest in three equal annual installments beginning on February 28, 2019.