Filing Details

Accession Number:
0001028918-18-000043
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-01 21:01:11
Reporting Period:
2018-02-27
Accepted Time:
2018-03-01 21:01:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1028918 Pacific Premier Bancorp Inc PPBI State Commercial Banks (6022) 330743196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267342 R Steven Gardner 17901 Von Karman Ave., Suite 1200
Irvine CA 92614
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ppbi Common Stock Acquisiton 2018-02-27 26,849 $5.01 252,664 No 4 M Direct
Ppbi Common Stock Disposition 2018-02-27 26,849 $43.08 225,815 No 4 S Direct
Ppbi Common Stock Acquisiton 2018-02-27 28,000 $7.87 253,815 No 4 M Direct
Ppbi Common Stock Disposition 2018-02-27 28,000 $43.08 225,815 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ppbi Common Stock Options on PPBI Common Stock Disposition 2018-02-27 26,849 $5.01 26,849 $5.01
Ppbi Common Stock Options on PPBI Common Stock Disposition 2018-02-27 28,000 $7.87 28,000 $7.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-08-27 No 4 M Direct
72,000 2022-06-05 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ppbi Common Stock Options on PPBI Common Stock $6.30 2021-01-05 5,000 5,000 Direct
Ppbi Common Stock Options on PPBI Common Stock $10.44 2023-01-02 50,000 50,000 Direct
Ppbi Common Stock Options on PPBI Common Stock $15.68 2024-01-02 50,000 50,000 Direct
Ppbi Common Stock Options on PPBI Common Stock $15.16 2025-01-28 50,000 50,000 Direct
Ppbi Common Stock PPBI Restricted Stock Unit $0.00 4,875 4,875 Direct
Ppbi Common Stock PPBI Restricted Stock Unit $0.00 9,364 9,364 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-05 5,000 5,000 Direct
2023-01-02 50,000 50,000 Direct
2024-01-02 50,000 50,000 Direct
2025-01-28 50,000 50,000 Direct
4,875 4,875 Direct
9,364 9,364 Direct
Footnotes
  1. Includes 56,424 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.65 to $43.725, inclusive.
  3. The option vests in three equal annual installments beginning on 8/27/2009.
  4. The option vests in three equal annual installments beginning on 6/5/2013.
  5. The option vests in three equal annual installments beginning on 1/5/2012.
  6. The option vests in three equal annual installments beginning on 1/2/2014.
  7. The option vests in three equal annual installments beginning on 1/2/2015.
  8. The option vests in three equal annual installments beginning on 1/28/2016.
  9. Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 25, 2017 in three installments ranging between 1/5 and 1/3 of the reported number of Restricted Stock Units.
  10. Not applicable.
  11. Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 26, 2018 in three installments ranging between 1/5 and 1/3 of the reported number of Restricted Stock Units.