Filing Details
- Accession Number:
- 0001553350-18-000167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-01 17:03:22
- Reporting Period:
- 2017-12-21
- Accepted Time:
- 2018-03-01 17:03:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1282224 | Dolphin Entertainment Inc. | DLPN | Services-Personal Services (7200) | 860787790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626973 | Nicholas Stanham | C/O Dolphin Entertainment, Inc. 2151 Le Jeune Road, Suite 150-Mezzanine Coral Gables FL 33134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-21 | 12,000 | $4.12 | 26,334 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2017-12-21 | 12,000 | $0.01 | 12,000 | $4.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,000 | 2017-12-26 | 2020-12-26 | No | 4 | P | Direct |
Footnotes
- The price represents the public offer price of the shares and warrants in the Issuer's public offering.
- The Issuer completed a 1-for-2 reverse stock split effective September 14, 2017. The amount stated includes the post-split adjusted amount. Fractional shares resulting from the reverse stock split were rounded up to the nearest whole share.
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