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Filing Details

Accession Number:: 0001225208-18-004965
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-01 17:13:08
Reporting Period:: 2018-02-27

Accepted Time:: 2018-03-01 17:13:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874766	Hartford Financial Services Group Inc	HIG	Fire, Marine & Casualty Insurance (6331)	133317783

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1224074	G Douglas Elliot	One Hartford Plaza Hartford CT 06155	President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-02-27	68,957	$20.63	225,001	No	4	M	Direct
Common Stock	Acquisiton	2018-02-27	2,500	$20.63	227,501	No	4	M	Direct
Common Stock	Disposition	2018-02-27	2,500	$54.81	225,001	No	4	S	Direct
Common Stock	Disposition	2018-02-27	25,697	$53.95	199,304	No	4	F	Direct
Common Stock	Disposition	2018-02-27	68,957	$54.23	130,347	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Acquisiton	2018-02-27	178,012	$0.00	178,012	$53.81
Common Stock	Stock Option	Disposition	2018-02-27	2,500	$20.63	2,500	$20.63
Common Stock	Stock Option	Disposition	2018-02-27	68,957	$20.63	68,957	$20.63

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
178,012	2028-02-27	No	4	A	Direct
68,957	2022-02-28	No	4	M	Direct
0	2022-02-28	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Restricted Stock Units	31,567	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$24.15	2023-03-05	128,535	128,535	Direct
Common Stock	Stock Option	$28.05	2021-05-04	81,320	81,320	Direct
Common Stock	Stock Option	$35.83	2024-03-04	94,429	94,429	Direct
Common Stock	Stock Option	$41.25	2025-03-03	207,547	207,547	Direct
Common Stock	Stock Option	$43.59	2026-03-01	190,486	190,486	Direct
Common Stock	Stock Option	$48.89	2027-02-28	201,939	201,939	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-03-05	128,535	128,535	Direct
2021-05-04	81,320	81,320	Direct
2024-03-04	94,429	94,429	Direct
2025-03-03	207,547	207,547	Direct
2026-03-01	190,486	190,486	Direct
2027-02-28	201,939	201,939	Direct

Footnotes

Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $54.78 to $54.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules.
The closing price of the Company's common stock on February 21, 2018, the day of certification.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $53.78 to $54.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.
The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
The options became fully exercisable on May 4, 2014, the third anniversary of the grant date.
The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
One-third of the options became exercisable on March 3, 2016, an additional one-third of the options became exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.