Filing Details

Accession Number:
0001225208-18-004963
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-01 17:12:37
Reporting Period:
2018-02-27
Accepted Time:
2018-03-01 17:12:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1709978 W Robert Paiano One Hartford Plaza
Hartford CT 06155
Evp & Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-27 5,624 $7.04 33,840 No 4 M Direct
Common Stock Disposition 2018-02-27 1,833 $53.95 32,007 No 4 F Direct
Common Stock Disposition 2018-02-27 5,624 $54.31 26,383 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2018-02-27 5,624 $54.31 5,624 $7.04
Common Stock Stock Option Acquisiton 2018-02-27 26,702 $0.00 26,702 $53.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-25 No 4 M Direct
26,702 2028-02-27 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 9,170 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $20.63 2022-02-28 20,243 20,243 Direct
Common Stock Stock Option $24.15 2023-03-05 19,794 19,794 Direct
Common Stock Stock Option $28.91 2021-03-01 13,011 13,011 Direct
Common Stock Stock Option $35.83 2024-03-04 14,542 14,542 Direct
Common Stock Stock Option $41.25 2025-03-03 14,528 14,528 Direct
Common Stock Stock Option $43.59 2026-03-01 13,138 13,138 Direct
Common Stock Stock Option $48.89 2027-02-28 13,934 13,934 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-28 20,243 20,243 Direct
2023-03-05 19,794 19,794 Direct
2021-03-01 13,011 13,011 Direct
2024-03-04 14,542 14,542 Direct
2025-03-03 14,528 14,528 Direct
2026-03-01 13,138 13,138 Direct
2027-02-28 13,934 13,934 Direct
Footnotes
  1. Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules.
  2. The closing price of the Company's common stock on February 21, 2018, the day of certification.
  3. Transaction effected pursuant to a pre-planned trading plan entered into on December 13, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  4. The options became fully exercisable on February 25, 2012, the third anniversary of the grant date.
  5. One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.
  6. The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
  7. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
  8. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
  9. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
  10. One-third of the options became exercisable on March 3, 2016, an additional one-third of the options became exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
  11. One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
  12. One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.