Home > Insider Trading > Filing (0001140361-18-011285)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1367644	Emergent Biosolutions Inc.	EBS	Pharmaceutical Preparations (2834)	141902018

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1514588	Adam Havey	400 Professional Dr, Suite 400 Gaithersburg MD 20879	Evp, Business Operations	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-02-27	5,036	$0.00	31,082	No	4	A	Direct
Common Stock	Acquisiton	2018-02-27	5,036	$0.00	36,118	No	4	A	Direct
Common Stock	Disposition	2018-02-27	409	$49.64	35,709	No	4	F	Direct
Common Stock	Disposition	2018-02-28	811	$49.97	34,898	No	4	F	Direct
Common Stock	Disposition	2018-03-01	1,898	$49.50	33,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy	Acquisiton	2018-02-27	20,145	$49.64	20,145	$49.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,145		2025-02-26	No	4	A	Direct

Footnotes

Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.
These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.
Consists of performance stock units granted under the Amended and Restated 2006 Emergent BioSolutions Inc. Stock Incentive Plan, as amended. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to net income as a percentage of total revenue for the 2020 fiscal year, each as determined in accordance with GAAP, as certified by the Compensation Committee following the performance period.
Vests in three equal installments on February 26, 2019, February 26, 2020 and February 26, 2021.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.