Filing Details

Accession Number:
0001209191-18-014733
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-28 19:58:15
Reporting Period:
2018-02-26
Accepted Time:
2018-02-28 19:58:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1124140 Exact Sciences Corp EXAS Services-Commercial Physical & Biological Research (8731) 204782291
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216274 Peter Graham Lidgard C/O Exact Sciences Corp.
441 Charmany Drive
Madison WI 53719
Chief Science Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-26 4,587 $13.96 211,183 No 4 M Direct
Common Stock Disposition 2018-02-26 4,587 $42.33 206,596 No 4 S Direct
Common Stock Acquisiton 2018-02-26 13,750 $5.70 220,346 No 4 M Direct
Common Stock Disposition 2018-02-26 13,750 $42.19 206,596 No 4 S Direct
Common Stock Acquisiton 2018-02-26 8,900 $0.00 215,496 No 4 M Direct
Common Stock Disposition 2018-02-27 4,041 $44.10 211,455 No 4 S Direct
Common Stock Disposition 2018-02-27 12,647 $43.45 198,808 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-02-26 4,587 $0.00 4,587 $13.96
Common Stock Stock Option (right to buy) Disposition 2018-02-26 13,750 $0.00 13,750 $5.70
Common Stock Restricted Stock Units Disposition 2018-02-26 8,900 $0.00 8,900 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2018-02-27 16,700 $0.00 16,700 $44.37
Common Stock Restricted Stock Units Acquisiton 2018-02-27 20,100 $0.00 20,100 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,163 2024-02-24 No 4 M Direct
27,500 2026-02-26 No 4 M Direct
17,800 No 4 M Direct
16,700 2019-02-27 2028-02-27 No 4 A Direct
20,100 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,340 Indirect Held in 401(K) Account
Footnotes
  1. Represents shares of common stock received upon exercise of a stock option award.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2017.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.55, inclusive. The reporting person undertakes to provide to Exact Sciences Corporation, any security holder of Exact Sciences Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.525, inclusive. The reporting person undertakes to provide to Exact Sciences Corporation, any security holder of Exact Sciences Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.
  5. Represents shares of common stock received upon vesting of a restricted stock unit award.
  6. Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 26, 2018.
  7. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2017.
  8. This option vests and becomes exercisable in four equal annual installments beginning on February 24, 2015.
  9. This option vests and becomes exercisable in four equal annual installments beginning on February 26, 2017.
  10. Each restricted stock unit represents a contingent right to receive one share of common stock.
  11. Represents a restricted stock unit award granted on February 26, 2016 that partially vested on February 26, 2018. The restricted stock units vest in four equal annual installments beginning on February 26, 2017.
  12. This option vests and becomes exercisable in four equal annual installments beginning on the first anniversary of the grant date.
  13. These restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date.