Filing Details
- Accession Number:
- 0001213900-18-002426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-28 17:38:55
- Reporting Period:
- 2018-02-26
- Accepted Time:
- 2018-02-28 17:38:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1587221 | Zosano Pharma Corp | ZSAN | () | NV |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1565981 | Amzak Capital Management, Llc | 980 N Federal Highway Suite 315 Boca Raton FL 33432 | No | No | Yes | No | |
1702234 | J Gerald Kazma | 980 N Federal Highway Suite 315 Boca Raton FL 33432 | No | No | Yes | No | |
1702237 | D Michael Kazma | 980 N Federal Highway Suite 315 Boca Raton FL 33432 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value Of $0.0001 | Disposition | 2018-02-26 | 1,500 | $11.00 | 256,091 | No | 4 | S | Direct | |
Common Stock, Par Value Of $0.0001 | Disposition | 2018-02-27 | 80,880 | $8.36 | 175,211 | No | 4 | S | Direct | |
Common Stock, Par Value Of $0.0001 | Disposition | 2018-02-27 | 5,901 | $8.26 | 0 | No | 4 | S | Indirect | Owned by Michael D. Kazma, manager of Amzak Capital Management, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | Owned by Michael D. Kazma, manager of Amzak Capital Management, LLC |
Footnotes
- The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed on this Form 4, each of whom is a manager of the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.61, inclusive. The Reporting Persons undertake to provide to Zosano Pharma Corp. ("Zosano"), any security holder of Zosano, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth in footnotes (2) and (3) of this Form 4.
- These shares were sold in multiple transactions at prices ranging from $8.20 to $8.35, inclusive.