Filing Details
- Accession Number:
- 0000920112-18-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-28 16:16:48
- Reporting Period:
- 2018-02-26
- Accepted Time:
- 2018-02-28 16:16:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920112 | Heartland Financial Usa Inc | HTLF | State Commercial Banks (6022) | 421405748 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1589744 | Kurt Saylor | 1398 Central Ave Dubuque IA 52001 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-02-26 | 9,000 | $53.28 | 206,833 | No | 4 | S | Indirect | Trust |
Common Stock | Disposition | 2018-02-26 | 7,200 | $53.38 | 199,633 | No | 4 | S | Indirect | Trust |
Common Stock | Disposition | 2018-02-26 | 3,500 | $53.28 | 82,263 | No | 4 | S | Indirect | Wife's Trust |
Common Stock | Disposition | 2018-02-26 | 2,800 | $53.38 | 79,463 | No | 4 | S | Indirect | Wife's Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Trust |
No | 4 | S | Indirect | Trust |
No | 4 | S | Indirect | Wife's Trust |
No | 4 | S | Indirect | Wife's Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 0 | Direct | |
Common Stock | 215,833 | Indirect | Trust |
Common Stock | 85,763 | Indirect | Wife's Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | 2017 Director Restricted Stock Unit | $0.00 | 1,035 | 0 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,035 | 0 | Direct |
Footnotes
- These shares are held by Kurt M. Saylor Trust dated 1-6-1998 for which Reporting Person acts as trustee.
- These shares are held by Melissa J. Saylor Trust dated 1-6-1998 for which Reporting Person's wife acts as trustee.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.