Filing Details
- Accession Number:
- 0001458177-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-28 16:09:20
- Reporting Period:
- 2018-02-26
- Accepted Time:
- 2018-02-28 16:09:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
907654 | Arca Biopharma Inc. | ABIO | In Vitro & In Vivo Diagnostic Substances (2835) | 363855489 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1458177 | Venrock Healthcare Capital Partners Lp | 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1479354 | Vhcp Co-Investment Holdings, Llc | 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1479355 | Vhcp Management, Llc | 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1602263 | Vhcp Management Ii, Llc | 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1602264 | Venrock Healthcare Capital Partners Ii, L.p. | 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1615979 | Y Bong Koh | 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1615983 | Vhcp Co-Investment Holdings Ii, Llc | 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
1698082 | P Nimish Shah | 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-02-26 | 1,500,000 | $0.55 | 41,331 | No | 4 | S | Indirect | By Funds |
Common Stock | Disposition | 2018-02-27 | 41,331 | $0.53 | 0 | No | 4 | S | Indirect | By Funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Funds |
No | 4 | S | Indirect | By Funds |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.63, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- Consists of: 10,482 shares held directly by Venrock Healthcare Capital Partners, L.P. ("VHCP"); 20,585 shares held directly by Venrock Healthcare Capital Partners II, L.P. ("VHCP II"); 1,917 shares held directly by VHCP Co-Investment Holdings, LLC ("Co-Invest"); and 8,347 shares held directly by VHCP Co-Investment Holdings II, LLC ("Co-Invest II").
- VHCP Management, LLC ("VHCP Management") is the general partner of VHCP and the manager of Co-Invest and may be deemed to beneficially own these shares. VHCP Management II, LLC ("VHCP Management II") is the general partner of VHCP II and the manager of Co-Invest II and may be deemed to beneficially own these shares. Drs. Bong Koh and Nimish Shah are the managing members of VHCP Management and VHCP Management II and may be deemed to beneficially own these shares. Drs. Koh and Shah, VHCP Management and VHCP Management II expressly disclaim beneficial ownership over these shares except to the extent of their indirect pecuniary interests therein.