Filing Details
- Accession Number:
- 0000350894-18-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-28 16:04:04
- Reporting Period:
- 2018-02-26
- Accepted Time:
- 2018-02-28 16:04:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191727 | Carmen Romeo | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | Acquisiton | 2018-02-26 | 5,000 | $15.77 | 1,600,952 | No | 4 | M | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2018-02-26 | 5,000 | $22.45 | 1,605,952 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-02-26 | 10,000 | $74.05 | 1,595,952 | No | 4 | S | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2018-02-27 | 5,000 | $23.86 | 1,605,952 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-02-27 | 5,000 | $74.42 | 1,595,952 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2018-02-26 | 5,000 | $15.77 | 5,000 | $15.77 |
Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2018-02-26 | 5,000 | $22.45 | 5,000 | $22.45 |
Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2018-02-27 | 5,000 | $23.86 | 5,000 | $23.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-12-31 | 2021-12-13 | No | 4 | M | Direct |
0 | 2017-12-31 | 2022-12-11 | No | 4 | M | Direct |
0 | 2017-12-31 | 2020-12-14 | No | 4 | M | Direct |