Filing Details

Accession Number:
0000908834-18-000017
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-02-28 14:38:39
Reporting Period:
2017-08-08
Accepted Time:
2018-02-28 14:38:39
Original Submission Date:
2017-08-10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
706129 Horizon Bancorp HBNC State Commercial Banks (6022) 351562417
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1273295 D James Neff 515 Franklin Street
Michigan City IN 46360
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-08 4,799 $13.49 151,576 No 4 M Direct
Common Stock Disposition 2017-08-08 4,799 $26.75 146,777 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,038 Indirect By SERP
Common Stock 12,924 Indirect By ESOP
Common Stock 18,417 Indirect By Thrift
Footnotes
  1. This amount reflects a reduction from the original amount reported in order to eliminate 399 shares that were withheld to pay taxes upon performance share vesting, as previously reported by the Reporting Person on a Form 4 filed 3/24/2017. The additional 399 shares were also included in three Form 4s filed after the Form 4 being amended at this time and, accordingly, the amount of direct-owned securities beneficially owned following reported transactions shown in Column 5 of those filings should be reduced by 399 shares.