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Filing Details

Accession Number:: 0001593968-18-000426
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-28 11:37:38
Reporting Period:: 2018-02-27

Accepted Time:: 2018-02-28 11:37:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1466026	Midland States Bancorp Inc.	MSBI	State Commercial Banks (6022)	371233196

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1526238	S. Jeffrey Mefford	1201 Network Centre Dr. Effingham IL 62401	Evp-Banking	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-02-27	60	$14.70	21,868	No	4	M	Direct
Common Stock	Acquisiton	2018-02-27	3,200	$14.70	25,068	No	4	M	Direct
Common Stock	Acquisiton	2018-02-27	3,740	$14.70	28,808	No	4	M	Direct
Common Stock	Disposition	2018-02-27	3,200	$31.70	25,608	No	4	S	Direct
Common Stock	Disposition	2018-02-27	60	$31.45	25,548	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2018-02-27	3,200	$0.00	3,200	$14.70
Common Stock	Option (right to buy)	Disposition	2018-02-27	60	$0.00	60	$14.70
Common Stock	Option (right to buy)	Disposition	2018-02-27	3,740	$0.00	3,740	$14.70

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,800	2018-05-05	No	4	M	Direct
3,740	2018-05-05	No	4	M	Direct
0	2018-05-05	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option (right to buy)	$18.16	2020-12-06	9,520	9,520	Direct
Common Stock	Option (right to buy)	$16.00	2022-12-13	5,500	5,500	Direct
Common Stock	Option (right to buy)	$23.00	2025-11-03	10,702	10,702	Direct
Common Stock	Option (right to buy)	$16.59	2023-12-10	6,661	6,661	Direct
Common Stock	Option (right to buy)	$21.00	2024-12-02	7,885	7,885	Direct
Common Stock	Option (right to buy)	$15.20	2019-12-31	7,500	7,500	Direct
Common Stock	Option (right to buy)	$14.75	2021-12-16	5,559	5,559	Direct
Common Stock	Option (right to buy)	$11.75	2019-06-22	12,756	12,756	Direct
Common Stock	Option (right to buy)	$18.00	2024-08-05	10,000	10,000	Direct
Common Stock	Option (right to buy)	$28.59	2026-11-16	5,341	5,341	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-12-06	9,520	9,520	Direct
2022-12-13	5,500	5,500	Direct
2025-11-03	10,702	10,702	Direct
2023-12-10	6,661	6,661	Direct
2024-12-02	7,885	7,885	Direct
2019-12-31	7,500	7,500	Direct
2021-12-16	5,559	5,559	Direct
2019-06-22	12,756	12,756	Direct
2024-08-05	10,000	10,000	Direct
2026-11-16	5,341	5,341	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.68 -$31.705 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.
These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant.
These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.
These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.
Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.