Filing Details
- Accession Number:
- 0001209191-18-014323
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-27 21:21:55
- Reporting Period:
- 2018-02-23
- Accepted Time:
- 2018-02-27 21:21:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1458962 | Mindbody Inc. | MB | Services-Computer Processing & Data Preparation (7374) | 201898451 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1680624 | Kunal Mittal | 4051 Broad St, Suite 220 San Luis Obispo CA 93401 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2018-02-23 | 2,159 | $35.70 | 53,904 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-02-23 | 200 | $36.53 | 53,704 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-02-23 | 5,000 | $15.12 | 58,704 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-02-23 | 4,800 | $35.72 | 53,904 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-02-23 | 200 | $36.70 | 53,704 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-02-26 | 1,562 | $15.12 | 55,266 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-02-26 | 1,562 | $38.00 | 53,704 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-02-26 | 3,438 | $13.91 | 57,142 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-02-26 | 3,438 | $38.00 | 53,704 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2018-02-23 | 5,000 | $0.00 | 5,000 | $15.12 |
Class A Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2018-02-26 | 1,562 | $0.00 | 1,562 | $15.12 |
Class A Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2018-02-26 | 3,438 | $0.00 | 3,438 | $13.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2025-12-10 | No | 4 | M | Direct | |
23,438 | 2025-12-10 | No | 4 | M | Direct | |
20,775 | 2026-03-21 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.35 to $36.20, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
- Includes 44,690 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- Includes 1,837 shares acquired under the MINDBODY, Inc. 2015 Employee Stock Purchase Plan on February 21, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to $36.55, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.35 to $36.30, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.55 to $36.85, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
- One-fourth (1/4th) of the shares subject to the option vested on November 30, 2016, and one forty-eighth (1/48th) of the total shares subject to the option vests monthly thereafter, subject to the Reporting Person continuing to be a Service Provider through each applicable vesting date.
- One-fourth (1/4th) of the shares subject to the option vested on March 21, 2017, and one forty-eighth (1/48th) of the total shares subject to the option vests monthly thereafter, subject to the Reporting Person continuing to be a Service Provider through each applicable vesting date.