Filing Details
- Accession Number:
- 0001127602-18-008933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-27 20:57:15
- Reporting Period:
- 2018-02-23
- Accepted Time:
- 2018-02-27 20:57:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 5513 | Unum Group | UNM | Accident & Health Insurance (6321) | 621598430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1699057 | Jason Daniel Waxenberg | 1 Fountain Square Chattanooga TN 37402 | Svp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-02-23 | 187 | $51.73 | 6,018 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-02-24 | 87 | $51.73 | 5,931 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-02-26 | 1,435 | $52.36 | 4,496 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-27 | 99 | $0.00 | 4,397 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Footnotes
- Shares withheld to satisfy tax withholding obligation applicable to the vesting of 629.239 stock-settled RSUs (as defined in footnote (2) below).
- Includes 2,123 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,895 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 8.333 shares of common stock under the issuer's employee stock purchase plan and 48.667 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- Shares withheld to satisfy tax withholding obligation applicable to the vesting of 291.880 stock-settled RSUs.
- Includes 1,831 stock-settled RSUs and 4,100 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Reflects the weighted average price for multiple sale transactions ranging in price from $52.350 per share to $52.359 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes 1,831 stock-settled RSUs and 2,665 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 1,831 stock-settled RSUs and 2,566 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Billionaire Hedge Funds
