Filing Details
- Accession Number:
- 0001209191-18-014254
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-27 19:32:57
- Reporting Period:
- 2018-02-23
- Accepted Time:
- 2018-02-27 19:32:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357204 | Dunkin' Brands Group Inc. | DNKN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187789 | Nigel Travis | C/O Dunkin' Brands Group, Inc. 130 Royall Street Canton MA 02021 | Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-23 | 144,435 | $3.02 | 419,333 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-23 | 144,435 | $62.01 | 274,898 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-26 | 58,530 | $3.02 | 333,428 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-26 | 58,530 | $62.03 | 274,898 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-27 | 2,700 | $3.02 | 277,598 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-27 | 2,700 | $62.10 | 274,898 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-23 | 144,435 | $0.00 | 144,435 | $3.02 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-26 | 58,530 | $0.00 | 58,530 | $3.02 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-02-27 | 2,700 | $0.00 | 2,700 | $3.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 379,010 | 2020-02-23 | No | 4 | M | Direct | |
| 320,480 | 2020-02-23 | No | 4 | M | Direct | |
| 317,780 | 2020-02-23 | No | 4 | M | Direct |
Footnotes
- The option previously vested based upon time (five equal annual installments that began on 02/23/2010) and performance criteria
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