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Filing Details

Accession Number:: 0001140361-18-010609
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-27 19:16:32
Reporting Period:: 2018-02-23

Accepted Time:: 2018-02-27 19:16:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1481792	Quadaphics Inc.	QUAD	Commercial Printing (2750)	391152983

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1495362	C John Fowler	C/O Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2018-02-23	9,000	$16.62	195,799	No	4	M	Direct
Class A Common Stock	Acquisiton	2018-02-23	6,500	$19.12	202,299	No	4	M	Direct
Class A Common Stock	Disposition	2018-02-23	9,700	$29.51	192,599	No	4	S	Direct
Class A Common Stock	Disposition	2018-02-23	5,800	$29.98	186,799	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Options (Right to Buy)	Disposition	2018-02-23	6,500	$0.00	6,500	$19.12
Class A Common Stock	Stock Options (Right to Buy)	Disposition	2018-02-23	9,000	$0.00	9,000	$16.62
Class A Common Stock	Class B Common Stock	Acquisiton	2018-02-12	1,125	$0.00	1,125	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-02-12	1,125	$0.00	1,125	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-02-12	1,125	$0.00	1,125	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-05-14	2021-11-18	No	4	M	Direct
0		2020-01-31	No	4	M	Direct
1,125			No	5	G	Indirect
1,125			No	5	G	Indirect
1,125			No	5	G	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	113,741	Indirect	As Trustee - HRQ 2010 Tr

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Stock Options (Right to Buy)	$29.37		2019-01-31	30,000	30,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$41.26		2021-01-01	34,218	34,218	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-01-31	30,000	30,000	Direct
2021-01-01	34,218	34,218	Direct

Footnotes

The price in Column 4 is a weighted average price. The prices actually received ranged from $29.005 to $29.87. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $29.88 to $30.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
Became exercisable in two equal annual installments beginning on November 18, 2012.
Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable in three equal annual installments beginning on January 1, 2013.
As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.