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Filing Details

Accession Number:: 0000049071-18-000043
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-27 18:38:17
Reporting Period:: 2018-02-24

Accepted Time:: 2018-02-27 18:38:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1441437	Todoroff M Christopher	Humana Inc. 500 West Main Street Louisville KY 40202	Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2018-02-24	4,472	$0.00	13,447	No	4	M	Direct
Humana Common	Disposition	2018-02-24	1,575	$269.31	11,872	No	4	F	Direct
Humana Common	Acquisiton	2018-02-27	7,005	$164.65	18,877	No	4	M	Direct
Humana Common	Acquisiton	2018-02-27	6,935	$167.81	25,812	No	4	M	Direct
Humana Common	Disposition	2018-02-27	16,389	$273.37	9,423	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2018-02-27	7,005	$0.00	7,005	$164.65
Humana Common	Options	Disposition	2018-02-27	6,935	$0.00	6,935	$167.81

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-02-24	No	4	M	Direct
6,935		2023-02-18	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$217.42	2024-03-08	15,498	15,498	Direct
Humana Common	Options	$239.12	2024-06-28	7,366	7,366	Direct
Humana Common	Options	$268.47	2025-02-19	6,221	6,221	Direct
Humana Common	Restricted Stock Units	$0.00		1,540	1,540	Direct
Humana Common	Restricted Stock Units	$0.00		2,377	2,377	Direct
Humana Common	Restricted Stock Units	$0.00		1,620	1,620	Direct
Humana Common	Restricted Stock Units	$0.00		1,443	1,443	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-03-08	15,498	15,498	Direct
2024-06-28	7,366	7,366	Direct
2025-02-19	6,221	6,221	Direct
	1,540	1,540	Direct
	2,377	2,377	Direct
	1,620	1,620	Direct
	1,443	1,443	Direct

Footnotes

Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 06/28/2017, 100% of the award is vesting on 06/28/20
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12.
Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.
Restricted stock units granted to reporting person on 06/28/17, 100% of the award is vesting on 06/28/20.
Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
Includes Performance Stock Units that vested on 2/24/2018.
Shares sold from prices ranging from $273.10422 to $275.75. Price reported is weighted avg sales price.