Filing Details

Accession Number:
0000098246-18-000116
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-27 16:29:55
Reporting Period:
2018-02-23
Accepted Time:
2018-02-27 16:29:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
98246 Tiffany & Co TIF Retail-Jewelry Stores (5944) 133228013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1016753 Joseph Michael Kowalski Tiffany &Amp; Co.
727 Fifth Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Acquisiton 2018-02-23 43,615 $83.23 117,900 No 4 M Direct
Common Stock $.01 Par Disposition 2018-02-23 39,809 $104.11 78,091 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2018-02-23 43,615 $0.00 43,615 $83.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock $.01 Par 30,585 Indirect By Trust
Common Stock $.01 Par 7,000 Indirect By Kowalski Family Foundation
Footnotes
  1. Includes 2,688 restricted stock units, 2,117 of which are vested, and 571 of which will vest on the earlier of November 16, 2018, or the termination of the reporting person's service as a director due to death or disability.
  2. The price in Column 4 is a weighted average price. The price actually received ranged from $103.9850 to $104.2000 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on February 15, 2017. The option vested in full on February 15, 2018.
  4. The expiration date shall be the earlier of (i) the five-year anniversary of the date on which the reporting person's employment as Interim Chief Executive Officer terminates and (ii) February 15, 2027. The reporting person stepped down from his role as Interim Chief Executive Officer as of October 2, 2017.
  5. Total grant 43,615 shares. 0 shares previously exercised.