Filing Details
- Accession Number:
- 0000921895-18-000764
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-02-27 15:29:46
- Reporting Period:
- 2017-12-23
- Accepted Time:
- 2018-02-27 15:29:46
- Original Submission Date:
- 2018-02-16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1629261 | Long Blockchain Corp. | LTEA | () | Q2 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018319 | J E Watson | C/O Davis Polk &Amp; Wardwell 450 Lexington Ave New York NY 10017 | No | No | Yes | No | |
1725623 | Cullen Inc Holdings Ltd. | 8 Airpark Drive, Airport Oaks Manukau Auckland Q2 2022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Disposition | 2017-12-23 | 563,466 | $0.62 | 0 | No | 4 | S | Indirect | By: Brentwood LIIT (NZ) Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By: Brentwood LIIT (NZ) Ltd. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.0001 Par Value | 747,078 | Direct | |
Common Stock, $0.0001 Par Value | 16,150 | Indirect | By: Neroli Holdings, Ltd. |
Common Stock, $0.0001 Par Value | 189,659 | Indirect | By: Leonie Holdings, Ltd. |
Common Stock, $0.0001 Par Value | 7,279 | Direct | |
Common Stock, $0.0001 Par Value | 219,895 | Direct | |
Common Stock, $0.0001 Par Value | 632,848 | Indirect | By: Ivory Castle Ltd. |
Common Stock, $0.0001 Par Value | 318,594 | Direct | |
Common Stock, $0.0001 Par Value | 63,334 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Warrants | $4.18 | 2017-03-29 | 2018-03-29 | 165,000 | 165,000 | Direct |
Common Stock, $0.0001 Par Value | Warrants | $4.90 | 2017-05-12 | 2018-05-12 | 20,000 | 20,000 | Direct |
Common Stock, $0.0001 Par Value | Warrants | $2.40 | 2017-10-04 | 2018-10-04 | 70,000 | 70,000 | Direct |
Common Stock, $0.0001 Par Value | Warrants | $6.00 | 2015-09-30 | 2018-09-07 | 22,500 | 22,500 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-03-29 | 165,000 | 165,000 | Direct |
2018-05-12 | 20,000 | 20,000 | Direct |
2018-10-04 | 70,000 | 70,000 | Direct |
2018-09-07 | 22,500 | 22,500 | Indirect |
Footnotes
- This Form 4 is filed jointly by Cullen Inc Holdings Ltd. ("Cullen Holdings"), Eric J. Watson, William Gibson, Andrew Stranberg, and Justin Davis-Rice (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- Securities owned directly by Cullen Holdings. As a director of Cullen Holdings, Mr. Watson may therefore be deemed to beneficially own the securities owned direclty by Cullen Holdings.
- Securities owned directly by Neroli Holdings, Ltd. ("Neroli"). Neroli is a company held by the Knightsbridge Trust of which Deborah Houghton (Mr. Watson's former partner) and Samuel Watson (Deborah and Eric's son) are beneficiaries.
- Securities owned directly by Leonie Holdings, Ltd. ("Leonie"). Leonie is a company held by the Leolu Trust of which Mr. Watson's partner, Lisa Henrekson, and their children are beneficiaries.
- Securities were owned directly by Brentwood LIIT (NZ) Ltd. ("Brentwood"). As a director of Cullen Business Trust Ltd., an entity with a 50% interest in Brentwood, Mr. Watson may be deemed to be the beneficial owner of the shares directly owned by Brentwood.
- Securities owned directly by Mr. Watson.
- Securities owned directly by Mr. Gibson.
- Securities owned directly by Ivory Castle Ltd. ("Ivory Castle"). Ivory Castle is a company held by the Heron Bay Trust, of which Mr. Gibson and his father are the beneficial owners. As a beneficial owner of the Heron Bay Trust, Mr. Gibson may be deemed the beneficial owner of shares owned directly by Ivory Castle.
- Securities owned directly by Mr. Stranberg.
- Securities owned directly by Mr. Davis-Rice.
- The warrants held by Cullen Holdings are currently exercisable, for $4.18 per share, subject to adjustment pursuant to the terms of the warrants and expire on March 29, 2018.
- The warrants held by Mr. Watson are currently exercisable, for $4.90 per share, subject to adjustment pursuant to the terms of the warrants and expire on May 12, 2018.
- The warrants held by Mr. Stranberg are currently exercisable, for $2.40 per share, subject to adjustment pursuant to the terms of the warrants and expire on October 4, 2018.
- The warrants held by Ivory Castle are currently exercisable, for $6.00 per share, subject to adjustment pursuant to the terms of the warrants and expire on September 17, 2018.