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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1697152	Convergeone Holdings Inc.	CVON	Services-Prepackaged Software (7372)	814619427

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1701827	Neil Goldberg	C/O Forum Investors I, Llc 135 East 57Th Street 8Th Floor New York NY 10022		No	No	No	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-02-22	312,500	$8.00	312,500	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2018-02-22	126,250	$0.00	438,750	No	4	J	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	J	Indirect	See Footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2018-02-22	25,000	$0.00	25,000	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
25,000	2018-04-12	2023-02-22	No	4	J	Indirect

Footnotes

Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC.
These securities are owned by the NeilGoldberg 1995 Irrevocable Trust of which the person is the trustee.
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The warrant will become exercisable 12 months from the closing of the registrant initial public offering, which occurred on April 12, 2017.
The warrant will expire five years after the completion of that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the registrant, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative, or earlier upon redemption.