Filing Details
- Accession Number:
- 0000899243-18-005530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-26 18:45:12
- Reporting Period:
- 2018-02-22
- Accepted Time:
- 2018-02-26 18:45:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1697152 | Convergeone Holdings Inc. | CVON | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513473 | A Stephen Vogel | 135 East 57Th Street 8Th Floor New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-22 | 937,500 | $8.00 | 937,500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-02-22 | 972,687 | $0.00 | 1,910,187 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2018-02-22 | 30,625 | $0.00 | 30,625 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,625 | 2018-04-12 | 2023-02-22 | No | 4 | J | Direct |
Footnotes
- Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC.
- The warrant will become exercisable 12 months from the closing of the registrant's initial public offering, which occurred on April 12, 2017.
- The warrant will expire five years after the completion of that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the registrant, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative, or earlier upon redemption.