Filing Details

Accession Number:
0001179110-18-002913
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-26 18:21:41
Reporting Period:
2018-02-26
Accepted Time:
2018-02-26 18:21:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL Electronic Components & Accessories (3670) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582153 Greg Bishop C/O Control4 Corporation
11734 S. Election Road
Salt Lake City UT 84020
Gc, Chief Compl. Officer, Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-26 2,708 $15.37 17,003 No 4 M Direct
Common Stock Disposition 2018-02-26 2,708 $25.00 14,295 No 4 S Direct
Common Stock Acquisiton 2018-02-26 3,400 $15.37 17,695 No 4 M Direct
Common Stock Disposition 2018-02-26 3,400 $25.01 14,295 No 4 S Direct
Common Stock Acquisiton 2018-02-26 1,480 $20.91 15,775 No 4 M Direct
Common Stock Disposition 2018-02-26 1,480 $25.00 14,295 No 4 S Direct
Common Stock Acquisiton 2018-02-26 3,415 $20.91 17,710 No 4 M Direct
Common Stock Disposition 2018-02-26 3,415 $25.01 14,295 No 4 S Direct
Common Stock Acquisiton 2018-02-26 3,400 $11.28 17,695 No 4 M Direct
Common Stock Disposition 2018-02-26 3,400 $25.01 14,295 No 4 S Direct
Common Stock Acquisiton 2018-02-26 3,300 $11.28 17,595 No 4 M Direct
Common Stock Disposition 2018-02-26 3,300 $25.01 14,295 No 4 S Direct
Common Stock Disposition 2018-02-26 3,337 $25.01 10,958 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-02-26 2,708 $0.00 2,708 $15.37
Common Stock Stock Option (right to buy) Disposition 2018-02-26 3,400 $0.00 3,400 $15.37
Common Stock Stock Option (right to buy) Disposition 2018-02-26 1,480 $0.00 1,480 $20.91
Common Stock Stock Option (right to buy) Disposition 2018-02-26 3,415 $0.00 3,415 $20.91
Common Stock Stock Option (right to buy) Disposition 2018-02-26 3,400 $0.00 3,400 $11.28
Common Stock Stock Option (right to buy) Disposition 2018-02-26 3,300 $0.00 3,300 $11.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,292 2024-12-30 No 4 M Direct
1,600 2024-12-30 No 4 M Direct
105 2024-02-27 No 4 M Direct
0 2024-02-27 No 4 M Direct
1,247 2023-06-10 No 4 M Direct
7,437 2023-06-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 454 Indirect By 401(k) Plan
Footnotes
  1. Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2017.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.04 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.03 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  4. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.05 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  5. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.04 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  6. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.05 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  7. Based on the Reporting Person's most recent 401(k) Plan statement.
  8. Incentive Stock Options granted December 31, 2014 that vest over four years.
  9. Non-qualified Stock Options granted December 31, 2014 that vest over four years.
  10. Incentive Stock Options granted February 28, 2014 that vest over four years.
  11. Non-qualified Stock Options granted February 28, 2014 that vest over four years.
  12. Non-qualified Stock Options granted June 11, 2013, which vested over 4 years and are now fully vested and exercisable.
  13. Incentive Stock Options granted June 11, 2013, which vested over 4 years and are now fully vested and exercisable.