Filing Details

Accession Number:
0001179110-18-002897
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-26 17:32:24
Reporting Period:
2018-02-22
Accepted Time:
2018-02-26 17:32:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596967 Moelis & Co MC Investment Advice (6282) 464500216
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604693 Joseph Simon C/O Moelis &Amp; Company
399 Park Avenue, 5Th Floor
New York NY 10022
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-02-22 15,353 $0.00 15,353 No 4 M Direct
Class A Common Stock Disposition 2018-02-22 5,151 $50.00 10,202 No 4 F Direct
Class A Common Stock Disposition 2018-02-22 2,528 $50.00 7,674 No 4 S Direct
Class A Common Stock Disposition 2018-02-23 7,674 $51.01 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock 2014 Incentive RSUs Granted in 2015 Disposition 2018-02-22 6,636 $0.00 6,636 $0.00
Class A Common Stock 2015 Incentive RSUs Disposition 2018-02-22 5,232 $0.00 5,232 $0.00
Class A Common Stock 2016 Incentive RSUs Disposition 2018-02-22 3,486 $0.00 3,486 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,273 No 4 M Direct
15,699 No 4 M Direct
13,947 No 4 M Direct
Footnotes
  1. Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
  2. The RSUs were settled for Class A common stock on February 22, 2018.