Filing Details
- Accession Number:
- 0001209191-18-013351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-26 16:24:12
- Reporting Period:
- 2018-02-22
- Accepted Time:
- 2018-02-26 16:24:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1430592 | Financial Engines Inc. | FNGN | Investment Advice (6282) | 943250323 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1486178 | L. Christopher Jones | 1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089 | Evp & Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-02-22 | 5,534 | $0.00 | 62,289 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-02-22 | 1,914 | $29.95 | 60,375 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-02-23 | 14,663 | $34.30 | 45,712 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Units | Disposition | 2018-02-22 | 5,534 | $0.00 | 5,534 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- This number reflects the gross amount of shares (prior to any withholding by issuer to satisfy related tax obligations) issued to the reporting person upon settlement of performance stock unit awards granted pursuant to the 2013-2017 Long Term Incentive Plan ("LTIP") previously granted to the reporting person.
- The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 19, 2017.
- Each performance stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
- The performance stock units vest upon the settlement of awards pursuant to the LTIP previously granted to the reporting person.
- No expiration date.