Filing Details

Accession Number:
0001209191-18-013351
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-26 16:24:12
Reporting Period:
2018-02-22
Accepted Time:
2018-02-26 16:24:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN Investment Advice (6282) 943250323
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1486178 L. Christopher Jones 1050 Enterprise Way
3Rd Floor
Sunnyvale CA 94089
Evp & Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-22 5,534 $0.00 62,289 No 4 M Direct
Common Stock Disposition 2018-02-22 1,914 $29.95 60,375 No 4 F Direct
Common Stock Disposition 2018-02-23 14,663 $34.30 45,712 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Stock Units Disposition 2018-02-22 5,534 $0.00 5,534 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. This number reflects the gross amount of shares (prior to any withholding by issuer to satisfy related tax obligations) issued to the reporting person upon settlement of performance stock unit awards granted pursuant to the 2013-2017 Long Term Incentive Plan ("LTIP") previously granted to the reporting person.
  2. The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 19, 2017.
  3. Each performance stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
  4. The performance stock units vest upon the settlement of awards pursuant to the LTIP previously granted to the reporting person.
  5. No expiration date.