Filing Details
- Accession Number:
- 0001185185-18-000309
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-26 15:02:58
- Reporting Period:
- 2018-02-22
- Accepted Time:
- 2018-02-26 15:02:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1177845 | Xplore Technologies Corp | XPLR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
908269 | S Philip Sassower | 70 East 55Th Street, 10Th Floor New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-02-14 | 12,262 | $0.00 | 1,104,037 | No | 5 | J | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-02-14 | 12,262 | $0.00 | 1,104,037 | No | 5 | J | Indirect | See Footnote |
Common Stock | Disposition | 2018-02-22 | 12,262 | $2.97 | 1,091,775 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | See Footnote |
No | 5 | J | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- On or about February 14, 2018, SG Phoenix LLC distributed all of the 24,524 shares it held to its owners, Mr. Sassower and Andax LLC. As a result, Mr. Sassower no longer beneficially holds the 12,262 shares distributed to Andax LLC, and his beneficial ownership of the 12,262 shares he received became his direct ownership. This transaction was exempt under Rule 16a-13. Mr. Sassower sold his 12,262 on February 22, 2018. As of February 22, 2018, Mr. Sassower's holdings include only shares held by Phoenix Venture Fund LLC ("Phoenix") (1,091,775). Mr. Sassower is a co-manager of Phoenix, in which Mr. Sassower shares voting and dispositive power with another co-manager. Mr. Sassower disclaims any beneficial ownership of the shares held by Phoenix except to the extent of his pecuniary interest, if any, in such shares. Mr. Sassower resigned from all positions with the issuer on October 18, 2017.